Welcome to the Public Resource Center of the International Association of Independent Corporate Monitors (IAICM).
IAICM has collected a vast amount of publicly available information relevant to the practice and topic of corporate monitoring. From key government policy documents to actual Agreements requiring Monitors, the Public Resource Center makes them easy to search and find. Though we endeavor to include in our repository all publicly available Agreements requiring a Monitor, please understand that many Agreements are never made public or available and may therefore not be found in our repository.
Our search engine may be very helpful to those interested in researching the topic of corporate monitoring. Interested in identifying all known Monitorships by a particular agency, underlying misconduct, or during a particular time frame? Our search engine not only identifies these in our repository, but presents, in one easy-to-read screen, the relevant publicly available information and supporting documents for each identified Agreement.
When searching our Public Resource Center, please keep in mind that Corporate Monitors are referred to by many names, which we have captured in accordance with that used in the Agreements within our repository, including, but not limited to: Independent Corporate Monitor, Compliance Monitor, Compliance Consultant, Independent Auditor, Third-Party Accountant, Special Compliance Official, Independent Ethics Reviewer, Corporate Monitor and Monitor.
Similarly, Agreements requiring Monitors are referred to by many names, which we have also captured in accordance with the name of the Agreements within our Public Resource Center, including, but not limited to: Deferred Prosecution Agreement, Non Prosecution Agreement, Plea Agreement, Pre-Trial Diversion Agreement, Court Order, Administrative Agreement, Consent Agreement, Consent Order, Negotiated Resolution Agreement, Compliance Agreement, Settlement Agreement, and Corporate Integrity Agreement.
We are continuously adding new Agreements and resources to our Public Resource Center – not just new Agreements that are made public, but historical Agreements and resources collected over nearly a decade. If you can’t find what you are looking for here, please try again at a later date or email us at Repository@IAICM.org and we’ll do our best to help you find what you are looking for.
Also, though we scour the Internet constantly for new information to add to our repository, we also welcome contributions from our visitors. If you would like to submit a publicly available document for consideration in our repository, please email us at Repository@IAICM.com.
Repository of Agreements
| Host Organization | Industry | Matter Type | Agreement Date |
|---|---|---|---|
| Agility Public Warehousing Company | Government Contracting | DOJ Criminal | May 23, 2017 |
| Davita Inc. | Health Care | Federal Trade Commission | March 28, 2017 |
| GOAL International | Not For Profit | Suspension & Debarment | March 24, 2017 |
| ZTE Corporation | Telecommunications | DOJ Criminal | March 6, 2017 |
| Wood Group PSN, Inc. | Energy | Suspension & Debarment | February 23, 2017 |
| Enbridge Inc. | Energy | Federal Trade Commission | February 16, 2017 |
| Deutsche Bank AG - 2017 | Banking & Finance | State Attorney General | January 30, 2017 |
| Pacific Gas and Electric Company | Oil & Gas | DOJ Criminal | January 26, 2017 |
| Western Union Financial Services, Inc. | Banking & Finance | DOJ Criminal | January 19, 2017 |
| McKesson Corporation | Pharmaceuticals | DOJ Civil | January 17, 2017 |
| State Street Corporation | Banking & Finance | DOJ Criminal | January 17, 2017 |
| Rolls Royce Plc | Manufacturing | UK Serious Fraud Office | January 17, 2017 |
| Sociedad Quimica y Minera de Chile, S.A. | Mining & Minerals | DOJ Criminal | January 13, 2017 |
| Takata Corporation | Manufacturing | DOJ Criminal | January 13, 2017 |
| Zimmer Bioment Holdings, Inc. | Health Care | DOJ Criminal | January 12, 2017 |
| Volkswagen AG | Automotive | DOJ Criminal | January 11, 2017 |
| Teva Pharmaceutical Industries, Ltd. | Health Care | DOJ Criminal | December 22, 2016 |
| Odebrecht S.A. | Construction | DOJ Criminal | December 21, 2016 |
| Administration for Children's Services - New York | Government | Other | December 13, 2016 |
| Park Tudor School | Academic | DOJ Criminal | November 14, 2016 |
| Agricultural Bank of China Limited | Banking & Finance | State Attorney General | November 4, 2016 |
| Embraer S.A. | Manufacturing | DOJ Criminal | October 24, 2016 |
| MPC Products Corporation | Manufacturing | DOJ Criminal | October 7, 2016 |
| Tenet HealthSystem Medical, Inc. | Health Care | DOJ Civil | September 30, 2016 |
| Och-Ziff Capital Management Group, LLC | Banking & Finance | DOJ Criminal | September 29, 2016 |
| Ohio Department of Education | Government | Other | September 14, 2016 |
| Gramercy Group Inc. | Consulting | DOJ Civil | August 29, 2016 |
| DSD Shipping, AS | Transportation | Suspension & Debarment | August 22, 2016 |
| Mega International Commercial Bank | Banking & Finance | State Attorney General | August 19, 2016 |
| Cooper Marine & Timberlands Corporation | Transportation | Suspension & Debarment | August 9, 2016 |
| LATAM Airlines Group S.A. | Transportation | DOJ Criminal | July 25, 2016 |
| Herbalife | Direct Sales | Federal Trade Commission | July 15, 2016 |
| Trinity Industries Inc. and Trinity Highway Products, LLC | Conglomerate | Suspension & Debarment | June 10, 2016 |
| Ashley Furniture Industries, Inc. | Manufacturing | DOJ Civil | June 3, 2016 |
| B. Braun Medical Inc. | Health Care | DOJ Criminal | May 16, 2016 |
| Olympus Corporation of the Americas | Health Care | DOJ Criminal | March 1, 2016 |
| VimpelCom Ltd. | Telecommunications | DOJ Criminal | February 22, 2016 |
| Civil Constructors, LLC | Construction | DOJ Civil | January 8, 2016 |
| TK Holdings, Inc. (Takata) | Manufacturing | National Highway Traffic Safety Administration | November 3, 2015 |
| General Motors | Automotive | DOJ Criminal | September 16, 2015 |
| Fiat Chrysler Automobile (US） | Automotive | DOJ Civil | July 24, 2015 |
| Louis Berger International, Inc. | Consulting | DOJ Criminal | July 20, 2015 |
| Forest River Inc. | Automotive | DOJ Civil | July 8, 2015 |
| Choice Home Warranty (CHW) | Insurance | State Attorney General | June 9, 2015 |
| Deutsche Bank AG - 2015 | Banking & Finance | DOJ Criminal | April 23, 2015 |
| New Orleans Charter Schools | Academic | SEC Civil | March 27, 2015 |
| Schlumberger Oilfield Holdings, Ltd | Oil & Gas | DOJ Criminal | March 24, 2015 |
| Commerzbank AG | Banking & Finance | New York State Department of Financial Services | March 12, 2015 |
| Quinex Energy Corporation (Quinex) | Oil & Gas | DOJ Criminal | February 16, 2015 |
| Insurance Service Center Inc. ("ISC") | Insurance | SEC Civil | February 12, 2015 |
